Conceptual Framework and Hypotheses for Phase 2 of the Political Economy of Agricultural Policy in Africa (PEAPA) project.

This phase will explore how contrasting political incentives have influenced the eight countries’ engagement with the Comprehensive Africa Agriculture Development Programme (CAADP). Case studies will explore both the nature of a country’s engagement with the CAADP process and the impact (“value added”) of CAADP on agricultural policy and politics.

Christine Okali

This paper addresses the challenge of integrating learning from four decades of gender and feminist research in sub-Saharan Africa (SSA) into the research of the Future Agricultures Consortium of the Institute of Development Studies. Specifically it explores what this now extensive body of work on gender relations, farm household decision-making, social and accumulation strategies implies for the research taking place under FAC.

Jennifer Leavy and Sally Smith
June 2010

Young people constitute a high and increasing proportion of the African population, with around 70 percent of the continent’s total population currently under the age of 30. Evidence suggests many young people are choosing not to pursue livelihoods in the agriculture sector, especially as farmers, which may have implications for national and international efforts to drive economic growth through investments in agriculture. An understanding of the aspirations of rural youth and the links between aspirations and career decisions will be critical if agricultural policies achieve their intended outcomes. This paper establishes the foundations for a programme of research by the Future Agricultures Consortium, based on a review of existing research on youth aspirations, expectations and life choices. It describes the dynamic processes through which aspirations are formed, shaped and influenced by economic context, social norms and customs, parental and peer influence, media, previous attainment and gender relations, and relates this to the agrarian context of sub-Saharan Africa. The paper concludes with a series of tentative hypotheses about youth aspirations, how they link to outcomes in the rural African context, and the implications for agricultural policy and practice.

By Samuel Gebreselassie

Land is a public property in Ethiopia. It has been administered by the government since the 1975 radical land reform. The reform brought to an end the exploitative type of relationship that existed between tenants and landlords. Tenants became own operators with use rights, but with no rights to sell, mortgage or exchange of land. The change of government in 1991 has brought not much change in terms of land policy. The EPRDF-led government that overthrew the Military government (Derg) in 1991 has inherited the land policy of its predecessor. Even though the new government adopted a free market economic policy, it has decided to maintain all rural and urban land under public ownership. The December 1994 Constitution of the Federal Democratic Republic of Ethiopia proclaimed that ‘Land is a common property of the nations, nationalities and peoples of Ethiopia and shall not be subject to sale or to other means of transfer’. Since the 1975 land reform, which made all rural land public property, the possession of land plots has been conditional upon residence in a village. The transfer of land through long-term lease or sales has been forbidden1, and government sponsored periodic redistribution, though, discouraged administratively since the early 1990s, has not been outlawed (Mulat, 1999).

By John Omiti and Timothy Nyanamba
August 2007

Vulnerability and human suffering are major challenges facing large sections of Kenyan society who depend on agriculture for their livelihoods. Policy reforms have failed to adequately address social protection issues afflicting particularly the most vulnerable groups. This paper discusses ways in which social protection policies can be used to address the key sources or aspects of this vulnerability, and to promote agricultural and economic growth. The paper reviews social protection instruments, maps out actors involved in the provision of social protection, assesses the progress in provision of social protection in Kenya and identifies issues in moving forward to improve social protection, particularly in the agriculture sector.

By Rachel Sabates-Wheeler, Andrew Dorward, John Omiti, Stephen Devereux, Amdissa Teshome, Ephraim Chirwa
October 2007

This report describes the main activities and outputs of the Future Agriculture Consortium (FAC) under the theme of Growth and Social Protection for Phase I. Core work on the theme has involved the development of a conceptual framework setting out potential and evolving synergies and conflicts between social protection and agricultural growth in the livelihoods of poor and vulnerable people, in local and national economies, and in policy formulation and implementation. Publication and discussion of the framework has led to its uptake outside the FAC and in the country theme work. In Ethiopia and Malawi this has engaged strongly with evaluations and national and donor policy reviews of innovative and major national social protection and/or agricultural growth policies.

Such engagement has, necessarily, followed the national rather than FAC timetable, and hence theme work in these two countries has not reached the planned September completion; this is a price worth paying for the opportunities to learn from and contribute to these major national programmes, which have continent-wide relevance. In Kenya, theme work has explored, with national stakeholders, the multiple and often uncoordinated social protection interventions of different players, as well as their actual and potential interactions with agricultural development. This work has generated considerable interest and provides a platform for rethinking and improving policies and interventions.

Work on this theme has achieved considerable leverage through its integration with non-FAC work being conducted by FAC-members and by stimulating interest in the theme by other players. There are also strong cross-theme linkages through work on the policy processes of social protection and agricultural policy development, and through recognition of the importance of labour markets and on- and off-farm diversification in social protection / agriculture livelihood linkages.

Further work in the remainder of Phase I will involve writing up and reporting the work in Ethiopia and Malawi, and synthesis of this with other work being conducted by consortium members, with particular emphasis on cross-country lesson-learning.

By Ian Scoones

In this viewpoint piece I want to argue that, as currently organised, R and D systems – both public and private – don’t necessarily respond well to the needs of poor people in developing countries. Despite all the hype about the potentials of science and technology for reducing poverty, there are many missed opportunities. Very often poor and marginalised people across the global south do not end up benefiting from S and T. How then should we rethink R and D so that S and T can help in the important challenge to ‘make poverty history’?

By Andrew Dorward

As investment in agricultural development gains increasing prominence in Africa among governments and donors, there is renewed interest in developing strategic understanding of the investments that are needed to effectively and efficiently promote agricultural growth to benefit the poor and improve food security.

By Stephen Devereux and Ian Scoones
May 2008

part of discussions on the future of pastoral production systems in East Africa there have been a number of recent interventions arguing that something urgently needs to be done to deal with a Malthusian style crisis in pastoral areas. In short, the argument goes, there are too many people which, combined with a declining (or not increasing) productivity of the natural resource base, means that not enough livestock can be kept to sustain a viable pastoral system.

This argument has been most eloquently and effectively argued by Stephen Sandford in “Too many people, too few livestock: the crisis affecting pastoralists in the Greater Horn of Africa”. This is a response to this piece, aimed at sparking a wider discussion.and another focusing on the market potentials of a ‘livestock revolution’ What should we make of these positions? What should the practical and policy responses be?

Such a discussion is urgently needed. For at the same time as the pessimistic prognoses about pastoralist futures in the Greater Horn of Africa, there has been, for the first time in several decades, a revival of interest in pastoralism and livestock production. This takes two forms – one a celebration of the ‘pastoral way of life’ and the importance of indigenous systems of production and management

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By Stephen Devereux and Ian Scoones

As part of discussions on the future of pastoral production systems in East Africa there have been a number of recent interventions arguing that something urgently needs to be done to deal with a Malthusian style crisis in pastoral areas. In short, the argument goes, there are too many people which, combined with a declining (or not increasing) productivity of the natural resource base, means that not enough livestock can be kept to sustain a viable pastoral system. This argument has been most eloquently and effectively argued by Stephen Sandford in “Too many people, too few livestock: the crisis affecting pastoralists in the Greater Horn of Africa”. This is a response to this piece, aimed at sparking a wider discussion.

By Samuel Gebreselassie and Kay Sharp

The poverty-reduction strategy adopted by Ethiopia seeks to achieve growth through the commercialisation of smallholder agriculture. The Plan for Accelerated and Sustainable Development to End Poverty (PASDEP), Ethiopia?s strategic framework for 2005/06 – 2009/10, relies on a massive push to accelerate growth. This is to be achieved by efforts in two directions: commercialisation of agriculture, based on supporting the intensification of marketable farm products (both for domestic and export markets, and by both small and large farmers); and promoting much more rapid non-farm private sector growth (MoFED, 2005). This study aims to contribute to this plan by identifying factors that can deepen and expand the scope of market participation of smallholders.

By Blessings Chinsinga
September 2007

This paper is based on a study undertaken to critically understand the dynamics of policy-making and processes under the auspices of the Future Agricultures Consortium’s (FAC) sub-theme on politics and policy processes hosted by the Institute of Development Studies (IDS) in the United Kingdom. FAC’s operative philosophy is that contrary to the traditional and highly stylised perspective, policy-making does not happen in neat distinct stages except perhaps in the minimal sense that policies are proposed, legislated and implemented. Policy processes are thus a complex mesh of interactions and ramifications between a wide range of stakeholders driven, and constrained by the contexts in which they operate (cf. IDS, 2006; Oya, 2006). Understanding the policy processes therefore requires:

1. Grasping the narratives that tell the policy stories
2. The way positions become embedded in networks of various actors; and
3. The enabling or constraining power dynamics (politics and interests)

By Andrew Dorward, Peter Hazell and Colin Poulton

Agricultural input subsidies were a common element in agricultural development in poor rural economies in the 1960s and 70s, and were a common element of successful green revolutions. Although they have continued to a greater and lesser extent in some countries, conventional wisdom and dominant donor thinking in the 80s and 90s was that subsidies had been ineffective and inefficient policy instruments in Africa and contributors to government over-spending and fiscal and macro-economic problems. Recent years have seen a resurgence of interest in agricultural input subsidies in Africa and the complementary emergence of innovative subsidy delivery systems. These developments, together with new insights into development processes, require a revisiting of the conventional wisdom on subsidies: an examination of the various development opportunities and constraints facing African farmers, a review of recent experience with input subsidies in Africa, and a thorough re-examination of contributions and implementation modalities of agricultural input subsidies in the Asian green revolution.

By Andrew Dorward, Peter Hazell and Colin Poulton
September 2007

As part of discussions on the future of pastoral production systems in East Africa there have been a number of recent interventions arguing that something urgently needs to be done to deal with a Malthusian style crisis in pastoral areas. In short, the argument goes, there are too many people which, combined with a declining (or not increasing) productivity of the natural resource base, means that not enough livestock can be kept to sustain a viable pastoral system.

This argument has been most eloquently and effectively argued by Stephen Sandford in “Too many people,too few livestock: the crisis affecting pastoralists in the Greater Horn of Africa”. This is a response to this piece, aimed at sparking a wider discussion.Such a discussion is urgently needed. For at the same time as the pessimistic prognoses about pastoralist futures in the Greater Horn of Africa, there has been, for the first time in several decades, a revival of interest in pastoralism and livestock production.

This takes two forms – one a celebration of the ‘pastoral way of life’ and the importance of indigenous systems of production and management1 and another focusing on the market potentials of a ‘livestock revolution’2. What should we make of these positions? What should the practical and policy responses be? Pastoral pessimism?
The arguments of Sandford (and others) put the more up-beat assessments in doubt. What are some of the major elements of the pastoral pessimists’ argument?

1. That people:livestock ratios have declined in pastoralist households to a levelbelow 3 TLUs/person, deemed to be a ‘viable’ amount for sustainablelivestock production, due to a combination of human population growth anddeclining rainfall.

2. That primary and secondary productivity (through range management,veterinary and other interventions) are not sufficient to make up the gap, andare unlikely to be so in the future.

3. That real prices of livestock products have not increased (and are unlikely to do so, despite growing demand) to compensate for lower numbers per household.

4. That, with small and decreasing herd/flock sizes, sales remain focused on immediate cash needs rather than ‘commercial’ off take.

5. That pastoral economies remain poor, associated with limited circulation of cash, and so have little opportunity for growth through linkages to other income earning activities.

6. That land for grazing and livestock production continues to be removed for cropping, and that this, particularly if supported by irrigation, is probably a better bet for many pastoralists anyway.

7. That for many the best option is exit, but in a way that does not involve destitution and displacement.

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By Blessings Chinsinga
September 2007

This paper is based on a study undertaken to critically understand the dynamics of policy-making and processes under the auspices of the Future Agricultures Consortiums. (FAC) sub-theme on politics and policy processes hosted by the Institute of Development Studies (IDS) in the United Kingdom. FAC.s operative philosophy is that contrary to the traditional and highly stylized perspective, policy making does not happen in neat distinct stages except perhaps in the minimal sense that policies are proposed, legislated and implemented.

Policy processes are thus a complex mesh of interactions and ramifications between a wide range of stakeholders driven, and constrained by the contexts in which they operate (cf. IDS, 2006; Oya, 2006). Understanding the policy processes therefore requires:

1) grasping the narratives that tell the policy stories;

2) the way positions become embedded in networks of various actors; and

3) the enabling or constraining power dynamics (politics and interests).

The decision to study the social protection policy processes was inspired by the guarded optimism among stakeholders about the prospects of formulating a viable social protection policy as compared to the fertilizer subsidy policy programme which is generally orchestrated as a success story. It appears, however, that the differences between these two policy processes are largely due to the factthat the social protection policy deals with issues that are not as visible to the public eye and aspolitically sensitive as the issue of fertilizer popularly perceived as the magic wand to the enduring problem food insecurity. Moreover, the fertilizer subsidy programme is/was a political podium policy while social protection is a technocratically driven policy.

This is to say that fertilizer subsidy issues featured prominently in the 2004 electoral campaign whereas issues of social protection merely lurked at the background except, of course, with occasional vague references to the poverty reduction agenda. References to the poverty reduction agenda were made but often without articulating concrete plans of action to deal with the acute depth and breadth of poverty and vulnerability in the country. It comes therefore not as a surprise that unlike the fertilizer subsidy policy processes, the social protection policy processes are almost entirely divorced from the locus of real decision making.

The key building blocks of the fertilizer subsidy programme were debated and decided on in parliament. In a plural political dispensation parliament is designated as a functionally more appropriate arena for policy debates and dialogue since it brings together political parties representing various shades of opinion from different segments of society. Consequently, by occupying centre in the national legislature, the events leading to the conclusion and adoption of the fertilizer subsidy programme generated a national wide debate and dialogue. In sharp contrast, the social protection policy is nearing completion but a national wide debate and dialogue is virtually non-existent. The fertilizer subsidy programme was a regular feature in the major media outlets but there is almost a complete black out on media coverage about social protection.{jcomments off} 

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By John Omiti and Timothy Nyanamba
August 2007

Vulnerability and human suffering are major challenges facing large sections of Kenyan society who depend on agriculture for their livelihoods. Policy reforms have failed to adequately address social protection issues afflicting particularly the most vulnerable groups.

This paper discusses ways in which social protection policies can be used to address the key sources or aspects of this vulnerability, and to promote agricultural and economic growth. The paper reviews social protection instruments, maps out actors involved in the provision of social protection, assesses the progress in provision of social protection in Kenya and identifies issues in moving forward to improve social protection, particularly in the agriculture sector.

Broad categories of social protection instruments – including social safety nets and social security are discussed. Issues regarding to targeting as well as instruments that can be used to deliver social protection programmes in agriculture are outlined. This is intended to promote further policy discourse in the area of social protection in Kenya and other comparable countries.

In the existing social protection programmes in the country, weak coordination, overlaps, supervision and monitoring of the multi-sectoral programmes is a recognised cause for concern. To address social protection effectively, policies must embrace both economic growth and its distribution. There is a need to sensitise relevant government functionaries and other stakeholders to basic social protection and propose ways that could contribute to the sustainable financing of some social protection programmes for agricultural and general economic growth.

There is an urgent need for an approach to concentrate resources, to define roles and responsibilities, and facilitate coordination between different parts of government, United Nations agencies, non-governmental and civil society organizations (NGOs and CSOs). Sustainability of the target programmes would be enhanced by participation and ownership by the concerned community.

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By Andrew Dorward, Rachel Sabates Wheeler, Ian MacAuslan, Chris Penrose Buckley,Jonathan Kydd, Ephraim Chirwa

It is increasingly recognised that agriculture must play a role in pro-poor economic growth in countries with large, poor rural sectors. There is also a major focus on social protection interventions to address risks and insecurity affecting poor people. However current policy debate and formulation makes only limited attempts to integrate agricultural and social protection policies. This paper outlines significant paradigm shifts in policies affecting both these fields and highlights pertinent issues arising from interactions between agricultural and social protection policies.

By Andrew Dorward, Rachel Sabates Wheeler, Ian MacAuslan, Chris Penrose Buckley, Jonathan Kydd, Ephraim Chirwa

August 2006

It is increasingly recognised that agriculture must play a role in pro-poor economic growth incountries with large, poor rural sectors. There is also a major focus on social protection interventions to address risks and insecurity affecting poor people. However current policy debate and formulation makes only limited attempts to integrate agricultural and social protection policies.

This paper outlines significant paradigm shifts in policies affecting both these fields and highlights pertinent issues arising from interactions between agricultural and social protection policies. The paper begins by setting out the sources and effects of stress in rural people’s livelihoods, and their responses to stress. Poor rural people’s livelihoods are complex, diverse and risk prone with inherent seasonal instability. Vulnerability not only affects people’s welfare, it also reduces growth, directly by destroying assets, and indirectly as the threat of shocks and stresses diverts assets from more productive activities to those that reduce vulnerability.

These responses involve removal of, resistance to, recovery from and relief from stresses. These responses are nested within three broader livelihoods strategies which people adopt (often together) to survive and to advance their welfare:

• ‘Hanging-in’, where activities are undertaken to maintain livelihood levels at a ‘survival’ level;

• ‘Stepping-up’, where investments are made in existing activities to increase their returns; and

• ‘Stepping-out’, where existing activities are engaged in to accumulate assets as a basis for investment in alternative, higher-return livelihood activities.

Development normally involves shifts in emphasis in people’s livelihoods, from hanging in (through low risk /low return subsistence activities) to stepping up (in higher risk / higher return commercial agricultural activities) to stepping out (from agriculture to higher return non-farm and often urban activities). Social protection and agricultural development policies should support this progression, but means of support should change with structural changes in livelihoods and in rural economies.

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Land is a public property in Ethiopia. It has been administered by the government sincethe 1975 radical land reform. The reform brought to an end the exploitative type of relationship that existed between tenants and landlords. Tenants became own operators with use rights, but with no rights to sell, mortgage or exchange of land. The change of government in 1991 has brought not much change in terms of land policy. {jathumbnail off}

The EPRDF led government that overthrew the Military government (Derg) in 1991 has inherited the land policy of its predecessor. Even though the new government adopted a free market economic policy, it has decided to maintain all rural and urban land under public ownership. The December 1994 Constitution of the Federal Democratic Republic of Ethiopia proclaimed that ‘Land is a common property of the nations, nationalities and peoples of Ethiopia and shall not be subject to sale or to other means of transfer’.

Since the 1975 land reform, which made all rural land public property, the possession of landplots has been conditional upon residence in a village. The transfer of land through longterm lease or sales has been forbidden1, and government sponsored periodicredistribution, though, discouraged administratively since the early 1990s, has not been outlawed (Mulat, 1999). Ethiopia is one of the few countries in Africa that has not made significant changes in its basic land policy for over three decades; except for occasional land redistributions to accommodate the growing population.

Land redistribution was more frequent during the Derg time and has been discouraged since 1991, though not totally eliminated. No redistribution has happened for 10 years in Amhara Region, 15 years in other regions. In1996, land was given to landless youth and returnee ex-soldiers in Amhara Region by reducing the holding of farmers who were reportedly associated with previous governments. Even though equity or social justice seems the major objective of there distribution, it also demonstrates the loophole in the policy which allows local authorities to use the land policy as a political instrument. In other regions, communal grazing and woodland was allotted to new claimants (Mulat, 1999).

Increasing population in the rural areas was thus absorbed in agriculture through levelling down of holdings,rather than through alternative forms of employment. Population growth could have been supported by rural non-farm employment creation, but this hasn’t happened so young adults people remain in rural areas either unemployed, as landless labourers or as share croppers on someone else’s land. This consequence of the land redistributions and the current land policy does not seem to have been foreseen by the government of Ethiopia.

Access to land is an important issue for the majority of Ethiopian people who, one way orthe other, depend on agricultural production for their income and subsistence. Landtenure issues therefore continue to be of central political and economic importance, as they have been at several junctures in Ethiopia’s history.

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Ethiopia has been structurally in food deficit since at least 19801. The contribution of agriculture to food security has declined as the growth in food production has failed to keep pace with population growth. The level of chronic food insecurity also increases as the distinction between transitory and chronic food insecurity has become increasingly blurred (Devereux, 2000). Ethiopia is the world’s most food aid dependent country.

Official statistics indicate that the country received 795 thousand metric tonnes of food aid annually between 1990 and 1999, which was about 10% of total domestic grain production. Food aid shipments increased to 997 thousand metric tonnes (equivalent to 11.5% of national production) between 2002 and 2032.

By Samuel Gebreselassie
March 2006

Ethiopia’s inability to feed its population and thus its continued dependence on foreign donations of food to sustain millions of its citizens is a dilemma that triggers a broad economic and sociological debate. The problem of Ethiopian agriculture cannot be primarily explained by natural endowments. By any measure, Ethiopia is well endowed at least in part with a fertile soil, abundant water resources and good climatic conditions until recently. What needs careful analysis is why Ethiopian farmers continue to practice essentially the same farming methods with very little technical or management improvement for so long.

By Samuel Gebreselassie
March 2006

Ethiopia’s inability to feed its population and thus its continued dependence on foreign donations of food to sustain millions of its citizens is a dilemma that triggers a broad economic and sociological debate. The problem of Ethiopian agriculture cannot be primarily explained by natural endowments. By any measure, Ethiopia is well endowed at least in part with a fertile soil, abundant water resources and good climatic conditions until recently.

What needs careful analysis is why Ethiopian farmers continue to practice essentially the same farming methods with very little technical or management improvement for so long. The prevailing orthodoxy among Ethiopian development practitioners, however, is largely to see the problem of smallholder agriculture in Ethiopia strictly as a technical and resource related problem.

This view identifies the low level of agricultural productivity as the key problem and the solution that follows is to find ways to enhance productivity. Furthermore, productivity is essentially regarded as a technical/technological problem. Since the technology required for enhancing productivity is internationally available, what remains to be done is to widely diffuse this technology(particularly fertilizers and improved seeds) to areas with low productivity (Berhnau Nega, 2003).

The government of Ethiopia has tried to implement this technology-led extension programme particularly since the mid-1990s in a high-profile national program. But has this worked, and what the limitations of such a strategy? The national strategy chimes with a widely held view that poverty reduction in Ethiopia is impossible without significant growth in crop yields for major staples, and this requires improving farmers’ access to fertiliser, improved seeds, agricultural credit and other inputs. However, this view is not new. Indeed, it has dominated development thinking for the past four decades, and some developing countries have implemented it with some success, as part of a ‘green revolution’.

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By Samuel Gebreselassie

Ethiopia has been structurally in food deficit since at least 1980. The contribution of agriculture to food security has declined as the growth in food production has failed to keep pace with population growth. The level of chronic food insecurity also increases as the distinction between transitory and chronic food insecurity has become increasingly blurred (Devereux, 2000). Ethiopia is the world’s most food aid dependent country. Official statistics indicate that the country received 795 thousand metric tonnes of food aid annually between 1990 and 1999, which was about 10% of total domestic grain production. Food aid shipments increased to 997 thousand metric tonnes (equivalent to 11.5% of national production) between 2002 and 2032.

By Ian Scoones
May 2005

In this viewpoint piece I want to argue that, as currently organised, R and D systems – both public and private – don’t necessarily respond well to the needs of poor people in developing countries. Despite all the hype about the potentials of science and technology for reducing poverty, there are many missed opportunities. Very often poor and marginalised people across the global south do not end up benefiting from S and T. How then should we rethink R and D so that S and T can help in the important challenge to ‘make poverty history’?

I want to suggest three reasons why currently S and T doesn’t always work for the poor, and illustrate these with three examples from developing country agriculture. First – In the context of globalisation, the dynamics of the market and control by large corporations are increasingly important factors governing access to technologies, both new and old. The lion’s share of agricultural R and D globally is controlled by a handful of large corporations. In the developing world this is increasingly the case, especially with the decrease in public sector capacity for R and D.

Take agricultural biotechnology and GM crops. A few years ago there was much made of the potentials of GM crops to solve the problems of world hunger. But today, years later, the only GM crops that are being planted in the developing world at scale are essentially cast-off products, developed for other markets. GM cotton or soya were engineered for the commercial farms of the Americas, not for Africa or Asia. Some of these products have found demand and a market and are clearly benefiting some farmers in some places. But, more generally, GM technologies are not addressing the big challenges of drought, nutrient poor soils and so on.

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